SFC Licences of ZHAO Xianghuai 趙湘怀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 27 March 2019 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 28 April 2015 | 12 November 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 March 2013 | 08 April 2015 |
| UBS Securities Asia Limited | RE | 4 | 11 January 2012 | 15 December 2012 |