SFC Licences of FUNG Hau Yin 馮孝彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 May 2016 | 07 June 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 May 2016 | 07 June 2017 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 15 January 2015 | 17 February 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 15 September 2014 | 15 December 2014 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 06 January 2012 | 18 April 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 January 2012 | 18 April 2014 |