SFC Licences of XU Xulin 許旭琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 07 January 2022 | 20 October 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 04 October 2018 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 04 October 2018 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 04 October 2018 | 20 September 2019 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 18 March 2013 | 24 August 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 04 January 2013 | 24 August 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 04 January 2013 | 24 August 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 January 2013 | 24 August 2018 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 26 January 2012 | 04 January 2013 |