SFC Licences of XU Xulin 許旭琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 07 January 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 04 October 2018 20 September 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 04 October 2018 20 September 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 04 October 2018 20 September 2019
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 18 March 2013 24 August 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 4 04 January 2013 24 August 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 04 January 2013 24 August 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 04 January 2013 24 August 2018
BOCI Research Limited 中銀國際研究有限公司 RE 4 26 January 2012 04 January 2013