SFC Licences of NICHOLSON Robert Kenneth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RE | 1 | 01 February 2019 | 22 May 2022 |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 31 July 2015 | 12 November 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 31 July 2015 | 12 November 2018 |
| GFI (HK) Securities L.L.C. | RE | 1 | 03 February 2012 | 11 February 2015 |
| GFI (HK) Securities L.L.C. | RE | 7 | 03 February 2012 | 11 February 2015 |