SFC Licences of YE Rong 葉戎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 28 March 2024 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 28 March 2024 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 28 March 2024 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 18 July 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 July 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 July 2022 | |
| J-Stone Capital Limited 璞石資本有限公司 | RO | 9 | 13 December 2021 | 24 June 2022 |
| J-Stone Capital Limited 璞石資本有限公司 | RO | 4 | 13 December 2021 | 24 June 2022 |
| J-Stone Capital Limited 璞石資本有限公司 | RE | 9 | 21 September 2021 | 13 December 2021 |
| J-Stone Capital Limited 璞石資本有限公司 | RE | 4 | 21 September 2021 | 13 December 2021 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 18 March 2016 | 22 March 2021 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 18 March 2016 | 22 March 2021 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 09 February 2012 | 06 February 2016 |