SFC Licences of CHIA James Ming Yao 謝名耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Athos Capital Limited | RE | 9 | 19 March 2018 | |
| W2 Asset Management (HK) Limited 智方資產管理有限公司 | RE | 9 | 14 September 2015 | 28 February 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 22 February 2012 | 04 July 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 22 February 2012 | 04 July 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 22 February 2012 | 04 July 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 February 2012 | 04 July 2012 |