SFC Licences of ZHANG Ruiyue 張瑞玥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SYNCICAP Asset Management Limited 新㬢資產管理有限公司 RE 9 13 November 2023
SYNCICAP Asset Management Limited 新㬢資產管理有限公司 RE 4 13 November 2023
SYNCICAP Asset Management Limited 新㬢資產管理有限公司 RE 1 13 November 2023
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 9 01 October 2019 27 October 2023
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 4 01 October 2019 27 October 2023
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 1 01 October 2019 27 October 2023
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 07 March 2016 30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 4 07 March 2016 30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 1 07 March 2016 30 September 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 16 April 2014 22 January 2016
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 02 April 2014 22 January 2016
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 19 March 2012 21 March 2014