SFC Licences of ORTON Jamie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RO | 7 | 13 October 2023 | |
| Tullett Prebon (Hong Kong) Limited | RO | 1 | 13 October 2023 | |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 29 April 2022 | 13 October 2023 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 29 April 2022 | 13 October 2023 |
| T.F.S. Derivatives HK Limited | RE | 1 | 01 February 2019 | 06 September 2021 |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 23 July 2015 | 12 November 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 23 July 2015 | 12 November 2018 |
| GFI (HK) Securities L.L.C. | RE | 7 | 09 March 2012 | 11 February 2015 |
| GFI (HK) Securities L.L.C. | RE | 1 | 09 March 2012 | 11 February 2015 |