SFC Licences of MOK Tze Chung 莫子中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 20 April 2018 | 10 August 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 August 2017 | 22 December 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 August 2017 | 22 December 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 March 2012 | 01 September 2012 |