SFC Licences of GUEGAN Vianney Eric
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 09 May 2023 | 30 June 2023 |
| Tullett Prebon (Hong Kong) Limited | RO | 2 | 20 October 2022 | 30 June 2023 |
| Tullett Prebon (Hong Kong) Limited | RO | 1 | 20 October 2022 | 09 May 2023 |
| ICAP Securities Hong Kong Limited | RE | 2 | 01 April 2022 | 30 June 2023 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 April 2022 | 30 June 2023 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 19 February 2019 | 20 October 2022 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 02 January 2018 | 20 October 2022 |
| Qantex Capital Markets Limited | RE | 2 | 28 May 2012 | 29 September 2017 |