SFC Licences of CHAN Kwan Wah 陳君華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | 2 | 20 December 2021 | 10 October 2023 |
| Maven Asia (Hong Kong) Limited | RO | 1 | 20 December 2021 | 10 October 2023 |
| Maven Asia (Hong Kong) Limited | RE | 2 | 18 January 2021 | 20 December 2021 |
| Maven Asia (Hong Kong) Limited | RE | 1 | 18 January 2021 | 20 December 2021 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 30 October 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 30 October 2020 |
| UBS Securities Asia Limited | RE | 1 | 07 May 2012 | 30 October 2020 |
| UBS Securities Asia Limited | RE | 2 | 07 May 2012 | 30 October 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 07 May 2012 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 07 May 2012 | 18 December 2016 |