SFC Licences of YU STEINER Lingzhu 遇玲珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 21 January 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 21 January 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 29 September 2017 | 21 January 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 September 2017 | 21 January 2020 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 29 September 2017 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 13 May 2014 | 27 February 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 13 May 2014 | 27 February 2017 |
| Natixis Asia Limited | RE | 4 | 04 May 2012 | 10 January 2014 |
| Natixis Asia Limited | RE | 1 | 04 May 2012 | 10 January 2014 |