SFC Licences of HE Min 何敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 December 2019 | 06 April 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 December 2019 | 06 April 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 September 2018 | 26 June 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 September 2018 | 26 June 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2012 | 15 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2012 | 15 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 June 2012 | 15 March 2017 |
Merrill Lynch Far East Limited | RE | 1 | 01 June 2012 | 15 March 2017 |
Merrill Lynch Far East Limited | RE | 4 | 01 June 2012 | 15 March 2017 |
Merrill Lynch Far East Limited | RE | 6 | 01 June 2012 | 15 March 2017 |