SFC Licences of HE Min 何敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 05 December 2019 06 April 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 December 2019 06 April 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 20 September 2018 26 June 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 20 September 2018 26 June 2019
Merrill Lynch (Asia Pacific) Limited RE 1 01 June 2012 15 March 2017
Merrill Lynch (Asia Pacific) Limited RE 4 01 June 2012 15 March 2017
Merrill Lynch (Asia Pacific) Limited RE 6 01 June 2012 15 March 2017
Merrill Lynch Far East Limited RE 1 01 June 2012 15 March 2017
Merrill Lynch Far East Limited RE 4 01 June 2012 15 March 2017
Merrill Lynch Far East Limited RE 6 01 June 2012 15 March 2017