SFC Licences of LEE Kwok Wan 李冠潤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ming Yang Capital Limited 銘洋資本有限公司 | RE | 9 | 27 August 2024 | |
Ming Yang Capital Limited 銘洋資本有限公司 | RE | 4 | 27 August 2024 | |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 17 September 2020 | 09 August 2024 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 4 | 17 September 2020 | 09 August 2024 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 17 September 2020 | 09 August 2024 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 10 January 2013 | 31 December 2013 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 9 | 11 June 2012 | 31 December 2012 |