SFC Licences of LEE Kwok Wan 李冠潤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 17 September 2020 | |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 4 | 17 September 2020 | |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 17 September 2020 | |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 10 January 2013 | 31 December 2013 |
| Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 9 | 11 June 2012 | 31 December 2012 |