SFC Licences of CHEN Gong 陳功

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 14 April 2020
HSBC Corporate Finance (Hong Kong) Limited RE 6 06 October 2014 05 August 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 21 May 2012 11 April 2014