SFC Licences of CHEN Gong 陳功
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 14 April 2020 | |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 October 2014 | 05 August 2019 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 21 May 2012 | 11 April 2014 |