SFC Licences of LIU Xinyu 柳欣宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 21 November 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 03 July 2018 | 21 November 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 July 2018 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 27 March 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 22 October 2013 | 18 December 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 June 2013 | 18 September 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 07 June 2012 | 18 September 2013 |