SFC Licences of HEALEY Alex
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 7 | 03 May 2018 | 01 November 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 01 November 2019 |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 03 May 2018 |
| UBS Securities Asia Limited | RE | 1 | 13 January 2015 | 01 November 2019 |
| UBS Securities Hong Kong Limited | RE | 7 | 13 January 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 13 January 2015 | 18 December 2016 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 10 December 2012 | 21 December 2014 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 10 December 2012 | 21 December 2014 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 10 December 2012 | 21 December 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 June 2012 | 09 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 25 June 2012 | 09 December 2012 |