SFC Licences of KLAVINS Roberts
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 19 September 2017 | 08 June 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 19 September 2017 | 08 June 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 July 2012 | 07 June 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 July 2012 | 07 June 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 July 2012 | 03 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 July 2012 | 03 October 2016 |