SFC Licences of POON See Yue, Christy 潘詩瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 11 September 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 15 June 2022 07 August 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 June 2022 07 August 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 27 June 2012 18 September 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 27 June 2012 18 September 2015