SFC Licences of POON See Yue, Christy 潘詩瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 11 September 2023 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 15 June 2022 | 07 August 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 June 2022 | 07 August 2023 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 27 June 2012 | 18 September 2015 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 27 June 2012 | 18 September 2015 |