SFC Licences of WANG He 王禾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 04 December 2015 28 January 2017
Morgan Stanley Hong Kong Securities Limited RE 2 03 December 2013 25 July 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 December 2013 25 July 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 27 June 2012 30 July 2013