SFC Licences of WANG He 王禾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 December 2015 | 28 January 2017 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 December 2013 | 25 July 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 December 2013 | 25 July 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 June 2012 | 30 July 2013 |