SFC Licences of WONG Yik Yin, Rick 王譯賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 6 | 21 March 2023 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 03 January 2023 | 21 March 2023 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 03 January 2023 | |
| CMBC International Capital Limited 民銀資本有限公司 | RO | 6 | 09 July 2018 | 24 November 2022 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 19 January 2018 | 24 November 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 19 January 2018 | 24 November 2022 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 19 January 2018 | 09 July 2018 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 03 July 2012 | 15 December 2017 |