SFC Licences of ARDON Jean-Denis Etienne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 5 | 15 June 2017 | 29 November 2019 |
| Natixis Asia Limited | RE | 2 | 15 June 2017 | 29 November 2019 |
| Natixis Asia Limited | RE | 4 | 11 April 2017 | 29 November 2019 |
| Natixis Asia Limited | RE | 1 | 11 April 2017 | 29 November 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 14 March 2014 | 12 February 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 March 2014 | 12 February 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 27 July 2012 | 02 November 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 27 July 2012 | 02 November 2013 |