SFC Licences of HE Li 何犁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 28 November 2017 | 27 September 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 November 2017 | 27 September 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 04 October 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 20 March 2015 | 18 December 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 07 August 2012 | 31 January 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 August 2012 | 31 January 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 August 2012 | 31 January 2015 |