SFC Licences of WONG Pak Ka, Mary 王柏嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldhorse Securities Limited 金馬證券有限公司 | RO | 4 | 13 July 2021 | 13 July 2023 |
Goldhorse Securities Limited 金馬證券有限公司 | RO | 1 | 13 July 2021 | 13 July 2023 |
OC Consultants Limited | RO | 1 | 22 January 2019 | 08 May 2021 |
OC Consultants Limited | RE | 9 | 22 January 2019 | 08 May 2021 |
OC Consultants Limited | RE | 4 | 22 January 2019 | 08 May 2021 |
OC Consultants Limited | RE | 1 | 10 December 2018 | 22 January 2019 |
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 | RE | 1 | 07 June 2018 | 09 November 2018 |
Mouette Securities Company Limited 海盈證券有限公司 | RE | 4 | 15 May 2018 | 17 May 2018 |
Mouette Securities Company Limited 海盈證券有限公司 | RE | 1 | 23 April 2018 | 17 May 2018 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 12 September 2012 | 22 December 2017 |