SFC Licences of WONG Ka Man 黃嘉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 09 November 2017 | 15 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 09 November 2017 | 15 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 November 2017 | 15 August 2023 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 01 April 2015 | 13 October 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 21 August 2014 | 13 October 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 21 August 2014 | 13 October 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 August 2012 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 August 2012 | 03 June 2014 |