SFC Licences of CHEN Yini 陳依妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
XCap Partners Limited 睿本國際有限公司 RE 6 03 April 2024
XCap Partners Limited 睿本國際有限公司 RE 4 03 April 2024
XCap Partners Limited 睿本國際有限公司 RE 1 03 April 2024
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 03 April 2018 15 July 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 April 2018 15 July 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 April 2018 15 July 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 22 December 2016 15 January 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 12 July 2016 15 January 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 12 July 2016 22 December 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 22 August 2012 29 March 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 22 August 2012 29 March 2016