SFC Licences of MCCULLOCH Cale O'Yeah
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 21 March 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 July 2019 | |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 23 December 2013 | 15 February 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 September 2012 | 12 June 2019 |