SFC Licences of GU Yifan 顧一帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 19 November 2018 | 30 September 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 19 November 2018 | 30 September 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 19 November 2018 | 30 September 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 02 August 2018 | 07 September 2018 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 September 2017 | 07 September 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 29 September 2017 | 07 September 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 29 September 2017 | 07 September 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 17 September 2012 | 04 July 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 September 2012 | 04 July 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 September 2012 | 04 July 2017 |