SFC Licences of MASHRU Namrata Sudhir
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 26 April 2023 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 26 September 2022 | 17 March 2023 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 September 2022 | 17 March 2023 |
UBS Securities Hong Kong Limited | RE | 2 | 02 February 2021 | 22 July 2022 |
UBS Securities Hong Kong Limited | RE | 1 | 02 February 2021 | 22 July 2022 |
UBS Securities Asia Limited | RE | 2 | 26 October 2017 | 22 July 2022 |
UBS Securities Asia Limited | RE | 1 | 26 October 2017 | 22 July 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 October 2012 | 25 August 2016 |