SFC Licences of LI Lin 李林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 9 | 22 February 2018 | |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 4 | 22 February 2018 | |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 1 | 02 February 2018 | 16 April 2021 |
| Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 30 November 2015 | 22 January 2018 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 30 November 2015 | 22 January 2018 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 3 | 04 January 2013 | 27 August 2014 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 1 | 04 January 2013 | 27 August 2014 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 2 | 05 November 2012 | 27 August 2014 |