SFC Licences of XU Yiyi 徐宜宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 23 October 2019 | |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 5 | 23 October 2019 | |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 23 October 2019 | |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 4 | 14 January 2013 | 09 September 2014 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 9 | 14 January 2013 | 09 September 2014 |