SFC Licences of CHEN Zhihu 陳志湖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinohope Asset Management (Hong Kong) Limited 新火資產管理(香港)有限公司 RO 9 09 September 2021 25 May 2023
Sinohope Asset Management (Hong Kong) Limited 新火資產管理(香港)有限公司 RO 4 09 September 2021 25 May 2023
Sinohope Asset Management (Hong Kong) Limited 新火資產管理(香港)有限公司 RE 9 14 April 2021 09 September 2021
Sinohope Asset Management (Hong Kong) Limited 新火資產管理(香港)有限公司 RE 4 14 April 2021 09 September 2021
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 22 February 2017 20 November 2020
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 22 February 2017 20 November 2020
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 1 22 February 2017 28 August 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 05 June 2015 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 05 June 2015 21 January 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 12 October 2012 28 April 2015
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 12 October 2012 28 April 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 12 October 2012 28 April 2015