SFC Licences of ZUO Dingliang 左丁亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 May 2022 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 17 May 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 May 2022 | |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 November 2012 | 31 August 2015 |