SFC Licences of CHAN Hei Wai, Henry 陳晞瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 03 January 2019 | 11 February 2021 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 03 January 2019 | 11 February 2021 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 12 April 2017 | 05 December 2018 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 07 October 2016 | 05 December 2018 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 9 | 16 March 2015 | 07 September 2016 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 6 | 08 January 2014 | 07 September 2016 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 4 | 13 November 2012 | 07 September 2016 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 5 | 13 November 2012 | 07 September 2016 |