SFC Licences of LI Ge 李格
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 07 February 2020 | 01 August 2021 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 02 January 2020 | 01 August 2021 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 02 January 2020 | 01 August 2021 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 9 | 24 July 2015 | 13 August 2019 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 4 | 24 July 2015 | 13 August 2019 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 17 October 2013 | 08 July 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 15 October 2012 | 27 September 2013 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 15 October 2012 | 27 September 2013 |