SFC Licences of BECKER William Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 06 June 2019 | 13 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 06 June 2019 | 13 June 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 July 2018 | 28 July 2018 |
| UBS Securities Asia Limited | RE | 1 | 20 July 2018 | 28 July 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 August 2017 | 01 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 28 August 2017 | 01 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 02 June 2017 | 10 June 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 April 2016 | 27 March 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 07 April 2016 | 25 April 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 7 | 23 June 2014 | 07 April 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 23 June 2014 | 07 April 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 October 2012 | 23 June 2014 |