SFC Licences of LOK Chin Tung, Terence 駱搌潼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 20 October 2017 | 11 January 2019 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 20 October 2017 | 11 January 2019 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 22 February 2016 | 26 April 2017 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 13 August 2015 | 04 February 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 22 April 2014 | 27 July 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 April 2014 | 27 July 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 17 February 2014 | 31 March 2014 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 13 August 2013 | 08 November 2013 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 19 October 2012 | 01 August 2013 |