SFC Licences of MAK Ho Ming 麥皓明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
New Region Securities Company Limited 恒盛證券有限公司	RE	9	13 February 2023	06 June 2023
New Region Securities Company Limited 恒盛證券有限公司	RE	1	13 February 2023	06 June 2023
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	1	26 August 2020	23 February 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	9	10 July 2020	23 February 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	4	10 July 2020	23 February 2021
Xen Capital (HK) Limited 施源資本(香港)有限公司	RE	9	06 August 2019	29 June 2020
Xen Capital (HK) Limited 施源資本(香港)有限公司	RE	4	06 August 2019	29 June 2020
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	21 May 2018	15 November 2018
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	21 May 2018	15 November 2018
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	21 June 2016	16 January 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	23 February 2015	13 June 2016
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	30 October 2012	18 August 2014