SFC Licences of LI Henry Joseph 李顯倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 08 August 2022 | |
| Peak Capital Limited | RE | 4 | 24 February 2022 | 25 May 2022 |
| Peak Capital Limited | RE | 1 | 24 February 2022 | 25 May 2022 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 19 November 2012 | 30 September 2013 |