SFC Licences of NG Florence Man Shan 吳旻珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand Moore Capital Limited 中毅資本有限公司 | RO | 6 | 09 January 2020 | |
Grand Moore Capital Limited 中毅資本有限公司 | RE | 6 | 16 October 2019 | 09 January 2020 |
China AF Corporate Finance Limited 中國農信財務顧問有限公司 | RO | 6 | 07 August 2019 | 19 August 2019 |
China AF Corporate Finance Limited 中國農信財務顧問有限公司 | RE | 6 | 27 June 2019 | 07 August 2019 |
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RO | 6 | 21 September 2018 | 24 April 2019 |
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RE | 1 | 21 September 2018 | 24 April 2019 |
Central China International Capital Limited 中州國際融資有限公司 | RE | 6 | 19 March 2018 | 20 March 2018 |
Somerley Capital Limited 新百利融資有限公司 | RE | 6 | 04 November 2013 | 16 February 2018 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 30 May 2013 | 15 April 2014 |
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 07 December 2012 | 19 May 2013 |