SFC Licences of LI Kit Lan 李潔蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	18 May 2020
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	20 January 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	20 January 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	20 January 2020
Ever Fountain Asset Management Limited 恒源資產管理有限公司	RE	9	04 November 2019	17 December 2019
Ever Fountain Asset Management Limited 恒源資產管理有限公司	RE	4	04 November 2019	17 December 2019
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	26 February 2018	03 May 2019
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	26 February 2018	03 May 2019
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	19 September 2017	01 February 2018
Bright Fund Management Limited 光明投資管理有限公司	RE	9	19 September 2017	01 February 2018
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	10 August 2017	01 February 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	10 August 2017	01 February 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	10 August 2017	01 February 2018
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	28 February 2017	01 August 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	28 February 2017	01 August 2017
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	28 February 2017	01 August 2017
Fosun International Securities Limited 復星國際證券有限公司	RE	1	25 November 2016	26 December 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	09 June 2015	07 November 2016
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	09 June 2015	07 November 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	11 December 2014	02 April 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	11 December 2014	02 April 2015
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	03 September 2014	06 December 2014
Bright Fund Management Limited 光明投資管理有限公司	RE	9	08 August 2014	06 December 2014
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	28 April 2014	06 December 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	28 April 2014	06 December 2014
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RE	2	22 July 2013	28 March 2014
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	22 July 2013	28 March 2014
Oriental Wealth Futures Limited 東方滙富期貨有限公司	RE	2	24 December 2012	11 July 2013
Oriental Wealth Securities Limited 東方滙富證券有限公司	RE	1	24 December 2012	11 July 2013