SFC Licences of TSE Chi Shing, Christopher 謝志誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 4 | 26 August 2021 | |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 09 December 2019 | 26 August 2021 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 22 November 2019 | |
| Vantage Capital Markets HK Limited | RE | 1 | 01 November 2017 | 31 October 2019 |
| Shinhan Securities Asia Limited | RE | 1 | 03 January 2013 | 21 July 2017 |
| Shinhan Securities Asia Limited | RE | 4 | 03 January 2013 | 21 July 2017 |