SFC Licences of XIE Kaicong 謝開聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Taiping Capital Limited 太平融資有限公司	RO	6	05 July 2021	30 June 2023
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司	RO	1	23 November 2020	30 June 2023
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司	RE	1	05 November 2020	23 November 2020
Fosun International Securities Limited 復星國際證券有限公司	RO	2	04 September 2019	31 August 2020
Fosun International Securities Limited 復星國際證券有限公司	RO	4	13 December 2017	31 August 2020
Fosun International Securities Limited 復星國際證券有限公司	RO	1	13 December 2017	31 August 2020
Fosun International Securities Limited 復星國際證券有限公司	RE	4	10 July 2017	13 December 2017
Fosun International Securities Limited 復星國際證券有限公司	RE	1	10 July 2017	13 December 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	08 August 2014	16 June 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	2	20 December 2012	16 June 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	20 December 2012	16 June 2017