SFC Licences of NG Ka Yan 吳嘉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Space Securities Limited 恆宇證券有限公司 | RO | 1 | 21 April 2022 | 10 May 2022 |
| Space Securities Limited 恆宇證券有限公司 | RO | 1 | 19 May 2020 | 31 March 2021 |
| Space Securities Limited 恆宇證券有限公司 | RE | 1 | 15 April 2020 | 19 May 2020 |
| ChaoShang Securities Limited 潮商證券有限公司 | RE | 2 | 06 December 2017 | 01 April 2020 |
| ChaoShang Securities Limited 潮商證券有限公司 | RE | 1 | 06 December 2017 | 01 April 2020 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 26 October 2017 | 19 November 2017 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 26 October 2017 | 19 November 2017 |
| Dakin Securities Limited 德健證券有限公司 | RE | 2 | 19 May 2017 | 29 September 2017 |
| Dakin Securities Limited 德健證券有限公司 | RE | 1 | 19 May 2017 | 29 September 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 September 2016 | 05 May 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2016 | 05 May 2017 |
| Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 06 October 2015 | 02 September 2016 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 29 April 2013 | 22 September 2015 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 14 March 2013 | 22 September 2015 |
| RaffAello Securities (HK) Limited | RE | 1 | 21 December 2012 | 11 February 2013 |