SFC Licences of KWONG Wai Chung 鄺韋璁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Success Asset Management Limited 實德資產管理有限公司 | RE | 9 | 28 January 2019 | 29 June 2021 |
| Success Securities Limited 實德證券有限公司 | RO | 1 | 28 January 2019 | |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 11 October 2013 | 28 January 2019 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 11 October 2013 | 31 March 2018 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 14 January 2013 | 01 August 2013 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 14 January 2013 | 01 August 2013 |