SFC Licences of WU Ling 吳凌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 4 | 29 May 2014 | 26 January 2015 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 05 July 2013 | 26 January 2015 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 05 July 2013 | 26 January 2015 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 05 July 2013 | 26 January 2015 |