SFC Licences of NG Sai Tong 伍世棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Management Cube Limited 富方投資平台有限公司 RO 1 24 October 2022
Wealth Management Cube Limited 富方投資平台有限公司 RE 1 27 September 2022 24 October 2022
The Core Securities Company Limited 核聚證券有限公司 RO 9 19 November 2020 16 July 2022
The Core Securities Company Limited 核聚證券有限公司 RO 4 19 November 2020 16 July 2022
The Core Securities Company Limited 核聚證券有限公司 RO 1 19 November 2020 16 July 2022
The Core Securities Company Limited 核聚證券有限公司 RE 9 18 November 2020 19 November 2020
The Core Securities Company Limited 核聚證券有限公司 RE 4 18 November 2020 19 November 2020
The Core Securities Company Limited 核聚證券有限公司 RE 1 18 November 2020 19 November 2020
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 RO 9 14 July 2020 23 October 2020
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 RO 4 14 July 2020 23 October 2020
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 RO 1 14 July 2020 23 October 2020
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 RE 9 16 April 2020 14 July 2020
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 RE 4 16 April 2020 14 July 2020
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 RE 1 16 April 2020 14 July 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 26 March 2018 14 April 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 26 March 2018 14 April 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 26 March 2018 14 April 2020
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 03 January 2018 14 April 2020
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 03 January 2018 14 April 2020
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 03 January 2018 14 April 2020
Bright Fund Management Limited 光明投資管理有限公司 RE 9 27 November 2014 14 April 2020
Bright Fund Management Limited 光明投資管理有限公司 RE 4 27 November 2014 14 April 2020
Bright Fund Management Limited 光明投資管理有限公司 RE 1 27 November 2014 14 April 2020
Kima Capital Management Limited RE 9 11 August 2014 05 September 2014