SFC Licences of SI Lu 司璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T.F.S. Derivatives HK Limited | RE | 1 | 28 September 2016 | 24 December 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 10 April 2013 | 02 February 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 April 2013 | 02 February 2015 |