SFC Licences of LIU Cheng-Yi 劉正毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 RO 9 06 May 2022
New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 RO 4 06 May 2022
New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 RE 9 16 December 2021 06 May 2022
New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 RE 4 16 December 2021 06 May 2022
Joyful Capital HK Limited 天喜資本(香港)有限公司 RO 9 28 June 2021 30 November 2021
Joyful Capital HK Limited 天喜資本(香港)有限公司 RO 4 28 June 2021 30 November 2021
Joyful Capital HK Limited 天喜資本(香港)有限公司 RE 9 10 May 2021 28 June 2021
Joyful Capital HK Limited 天喜資本(香港)有限公司 RE 4 10 May 2021 28 June 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 9 20 November 2020 06 January 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 4 21 September 2020 06 January 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 1 21 September 2020 06 January 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RE 4 31 August 2020 21 September 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RE 1 31 August 2020 21 September 2020
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 9 16 August 2018 10 August 2020
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 4 16 August 2018 10 August 2020
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 1 16 August 2018 10 August 2020
Fosun International Securities Limited 復星國際證券有限公司 RO 6 26 July 2017 26 January 2018
Fosun International Securities Limited 復星國際證券有限公司 RO 9 17 April 2015 28 February 2018
Fosun International Securities Limited 復星國際證券有限公司 RO 4 17 April 2015 28 February 2018
Fosun International Securities Limited 復星國際證券有限公司 RO 1 17 April 2015 28 February 2018
Fosun International Securities Limited 復星國際證券有限公司 RE 9 19 March 2015 17 April 2015
Fosun International Securities Limited 復星國際證券有限公司 RE 4 19 March 2015 17 April 2015
Fosun International Securities Limited 復星國際證券有限公司 RE 1 19 March 2015 17 April 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 17 July 2013 22 January 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 17 July 2013 22 January 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 17 July 2013 22 January 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 16 April 2013 17 July 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 16 April 2013 17 July 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 16 April 2013 17 July 2013