SFC Licences of CHAN Esther 陳穎謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 October 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 October 2018 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 09 March 2017 | 13 September 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 March 2017 | 13 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 25 February 2014 | 28 February 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 February 2014 | 28 February 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 18 April 2013 | 09 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 April 2013 | 09 October 2013 |